SFC Licences of TAY Wee Peng 鄭煒平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 21 October 2008 | 15 March 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 21 October 2008 | 15 March 2010 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 21 October 2008 | 15 March 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 21 October 2008 | 15 March 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 October 2008 | 15 March 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 04 February 2008 | 19 September 2008 |