SFC Licences of XIA Nan 夏楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Swiss China Capital Limited | RE | 9 | 11 January 2018 | 31 January 2018 |
| Swiss China Capital Limited | RE | 4 | 11 January 2018 | 31 January 2018 |
| Swiss China Capital Limited | RE | 1 | 11 January 2018 | 31 January 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 21 June 2013 | 21 May 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 28 March 2011 | 21 May 2016 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 28 March 2011 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 28 March 2011 | 31 August 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 February 2008 | 06 August 2009 |