SFC Licences of NG Oi Wan, Eva 吳璦琿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 16 July 2019 07 February 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 4 16 August 2018
CMB International Securities Limited 招銀國際證券有限公司 RE 1 16 August 2018
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 16 August 2018
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 22 April 2014 23 July 2018
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 22 April 2014 23 July 2018
Halcyon Securities Limited 鎧盛證劵有限公司 RE 2 25 February 2014 28 March 2014
Halcyon Securities Limited 鎧盛證劵有限公司 RE 1 25 February 2014 28 March 2014
RE 9 06 December 2013 21 January 2014
South China Commodities Limited 南華期貨有限公司 RE 2 05 September 2013 21 January 2014
South China Securities Limited 南華證券投資有限公司 RE 1 05 September 2013 21 January 2014
Celestial Commodities Limited 時富商品有限公司 RE 2 07 November 2011 13 July 2013
Celestial Securities Limited 時富證券有限公司 RE 1 25 November 2010 13 July 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 20 March 2008 22 October 2010
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 20 March 2008 22 October 2010