SFC Licences of PANG Wing Yan 彭永欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 17 September 2012 | |
| UBS Securities Asia Limited | RE | 1 | 17 September 2012 | |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 13 February 2008 | 16 August 2012 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 13 February 2008 | 16 August 2012 |