SFC Licences of CHENG Shun Tin 鄭信天

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
PC Securities Limited 寶鉅證券有限公司
RE 1 07 May 2019
Emperor Wealth Management Limited 英皇財富管理有限公司
Emperor Securities Limited 英皇證券(香港)有限公司
RE 1 25 September 2017 17 April 2019
Emperor Futures Limited 英皇期貨有限公司
RE 2 25 September 2017 17 April 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 19 March 2013 04 September 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 02 March 2011 04 September 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 30 March 2010 04 September 2017
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 06 February 2008 18 March 2010