SFC Licences of CHENG Shun Tin 鄭信天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
PC Securities Limited 寶鉅證券有限公司 | RE | 1 | 07 May 2019 | |
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 25 September 2017 | 17 April 2019 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 25 September 2017 | 17 April 2019 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 25 September 2017 | 17 April 2019 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 19 March 2013 | 04 September 2017 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 02 March 2011 | 04 September 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 30 March 2010 | 04 September 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 February 2008 | 18 March 2010 |