SFC Licences of LAM Shun 林順

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Aspenwood Capital Limited 嘉桓資本有限公司 RE 9 27 March 2023
Aspenwood Capital Limited 嘉桓資本有限公司 RE 4 27 March 2023
Grey Investment Limited 高易投資有限公司 RE 9 02 January 2014 30 June 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 20 June 2012 09 August 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 20 June 2012 09 August 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 20 June 2012 09 August 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 4 12 January 2010 09 August 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 12 January 2010 09 August 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 12 January 2010 09 August 2013
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 13 October 2008 25 December 2009
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 05 February 2008 25 December 2009
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 05 February 2008 25 December 2009