SFC Licences of LITTKE Vincent Steven
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 23 June 2014 | 17 August 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 June 2014 | 17 August 2020 |
SC Lowy Financial (HK) Limited | RE | 1 | 06 January 2012 | 21 March 2014 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 09 September 2011 | 01 November 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 09 September 2011 | 01 November 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 09 September 2011 | 01 November 2011 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 05 February 2008 | 05 December 2008 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 05 February 2008 | 05 December 2008 |