SFC Licences of CAO Yu 曹璵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Standard Advisory Asia Limited 標銀亞洲有限公司 | RE | 6 | 09 December 2014 | 19 October 2018 |
Standard Advisory Asia Limited 標銀亞洲有限公司 | RE | 4 | 09 December 2014 | 19 October 2018 |
Standard Advisory Asia Limited 標銀亞洲有限公司 | RE | 1 | 09 December 2014 | 19 October 2018 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 04 February 2008 | 17 September 2010 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 04 February 2008 | 17 September 2010 |