SFC Licences of CAO Yu 曹璵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Standard Advisory Asia Limited 標銀亞洲有限公司 RE 6 09 December 2014 19 October 2018
Standard Advisory Asia Limited 標銀亞洲有限公司 RE 4 09 December 2014 19 October 2018
Standard Advisory Asia Limited 標銀亞洲有限公司 RE 1 09 December 2014 19 October 2018
Macquarie Corporate (Hong Kong) Limited RE 6 04 February 2008 17 September 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 04 February 2008 17 September 2010