SFC Licences of CHAU Alexander Ho Ching 周灝政
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 18 November 2022 | |
| Point72 Hong Kong Limited | RE | 9 | 18 January 2019 | 03 May 2022 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 9 | 12 August 2016 | 29 September 2018 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 1 | 12 August 2016 | 29 September 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 11 December 2014 | 01 April 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 December 2014 | 01 April 2017 |
| Citadel Asia Limited | RE | 9 | 11 February 2008 | 09 March 2009 |