SFC Licences of CHAN Ka Ying 陳嘉盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura Securities (Hong Kong) Limited | RE | 2 | 04 February 2010 | 23 April 2013 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 14 March 2009 | 19 February 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 14 March 2009 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 25 February 2009 | |
| Evolution Asia Investments Limited | RE | 4 | 18 August 2008 | 04 December 2008 |
| Evolution Asia Investments Limited | RE | 1 | 18 March 2008 | 04 December 2008 |