SFC Licences of NELSON Joel James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 08 February 2023 | |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 15 February 2019 | 30 October 2020 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 18 February 2008 | 19 February 2008 |