SFC Licences of MASON Matthew James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RO	7	28 June 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RO	1	18 December 2020
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RO	1	18 December 2020
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	7	11 October 2016	28 June 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	11 October 2016	18 December 2020
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	2	11 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	22 September 2014	18 December 2020
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	22 September 2014	10 October 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	7	22 September 2014	10 October 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	22 September 2014	10 October 2016
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	25 March 2009	12 June 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	15 February 2008	15 March 2008