SFC Licences of KIM Jason Lee
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 September 2022 | 02 March 2023 |
| Merrill Lynch Far East Limited | RE | 2 | 19 July 2022 | 02 March 2023 |
| Merrill Lynch Far East Limited | RE | 1 | 04 July 2022 | 02 March 2023 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 14 November 2019 | 02 April 2022 |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 27 September 2018 | 16 July 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 28 July 2017 | 27 September 2018 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 2 | 08 September 2016 | 24 April 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 08 September 2016 | 24 April 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 05 February 2016 | 08 September 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 05 February 2016 | 08 September 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 21 January 2014 | 27 October 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 21 January 2014 | 27 October 2015 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 27 April 2012 | 10 August 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 February 2008 | 10 August 2013 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 06 February 2008 | 10 August 2013 |