SFC Licences of TSUI Yee Him 崔以謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 01 April 2021 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 13 June 2012 | 01 April 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 June 2012 | 02 October 2017 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 11 April 2011 | 05 June 2012 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 11 April 2011 | 05 June 2012 |
| South China Forex Limited 南華外匯有限公司 | RE | 3 | 03 August 2010 | 21 October 2010 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 15 February 2008 | 21 October 2010 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 15 February 2008 | 21 October 2010 |