SFC Licences of KWOK Sze Man 郭詩敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 13 August 2015 | |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 13 August 2015 | |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 15 January 2010 | 11 July 2015 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 | RE | 4 | 30 July 2008 | 23 September 2009 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 14 March 2008 | 12 June 2008 |