SFC Licences of CHEUNG Shu Yan 張澍昕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RO | 2 | 02 August 2018 | 02 September 2021 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RO | 1 | 02 August 2018 | 02 September 2021 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 05 June 2018 | 02 August 2018 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 05 June 2018 | 02 August 2018 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RO | 1 | 16 April 2014 | 18 February 2016 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 | RO | 1 | 16 April 2014 | 18 February 2016 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 03 January 2011 | 18 February 2016 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 03 January 2011 | 18 February 2016 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 06 February 2008 | 16 April 2014 |