SFC Licences of CHAN Pui Shuen 陳沛璇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 4 | 14 September 2018 | 25 January 2019 |
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 1 | 14 September 2018 | 25 January 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 18 March 2015 | 02 March 2017 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 18 March 2015 | 02 March 2017 |
iBest Consultants Limited | RE | 4 | 22 December 2010 | 02 March 2017 |
iBest Consultants Limited | RE | 1 | 22 December 2010 | 02 March 2017 |
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 08 February 2010 | 15 November 2010 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 08 February 2010 | 15 November 2010 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 13 February 2008 | 21 August 2008 |