SFC Licences of WANG Haixiao 王海嘯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 | RO | 1 | 03 November 2017 | 18 October 2020 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RO | 1 | 05 January 2016 | 18 October 2020 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 05 January 2016 | 18 October 2020 |
Merrill Lynch Far East Limited | RE | 2 | 04 June 2014 | 12 August 2015 |
Merrill Lynch Far East Limited | RE | 1 | 04 June 2014 | 12 August 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 June 2014 | 12 August 2015 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 06 February 2008 | 05 March 2014 |