SFC Licences of XI Xiaojie 席曉捷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 04 May 2015 | 31 July 2017 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 04 May 2015 | 31 July 2017 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 04 May 2015 | 31 July 2017 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 04 May 2015 | 31 July 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 05 March 2010 | 15 January 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 March 2010 | 15 January 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 11 February 2008 | 10 December 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 11 February 2008 | 10 December 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 11 February 2008 | 10 December 2008 |