SFC Licences of RUFFY Francis Nicolo Punzalan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 24 January 2011 | 03 February 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 11 February 2008 | 17 December 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 11 February 2008 | 17 December 2010 |