SFC Licences of CHANDRAMOHAN Naveen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hutchin Hill Capital HK Limited | RO | 9 | 01 March 2016 | 18 April 2016 |
Hutchin Hill Capital HK Limited | RE | 9 | 18 January 2016 | 01 March 2016 |
Oracle Capital Limited 安理高有限公司 | RO | 9 | 06 July 2015 | 31 December 2015 |
Oracle Capital Limited 安理高有限公司 | RO | 4 | 06 July 2015 | 31 December 2015 |
Oracle Capital Limited 安理高有限公司 | RE | 9 | 20 May 2010 | 06 July 2015 |
Oracle Capital Limited 安理高有限公司 | RE | 4 | 20 May 2010 | 06 July 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 October 2008 | 08 May 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 14 February 2008 | 29 September 2008 |