SFC Licences of MAO Jingzhu 茅靜竹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 29 November 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 29 November 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 14 February 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 14 February 2008 29 September 2008