SFC Licences of KOTEWALL Neville Charles 羅博文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Geomatrix (H.K.) Limited 世確(香港)有限公司 | RE | 9 | 25 June 2013 | 16 June 2017 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 11 July 2011 | 01 December 2011 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 15 September 2010 | 01 December 2011 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 18 February 2008 | 01 May 2009 |