SFC Licences of HOLDER Daniel William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 25 June 2015 | 06 April 2016 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 16 September 2013 | 26 March 2015 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RO | 4 | 29 January 2013 | 31 August 2013 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RO | 1 | 29 January 2013 | 31 August 2013 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 03 October 2012 | 29 January 2013 |
| Aletheia Analyst Network Limited | RO | 4 | 03 June 2008 | 30 September 2012 |
| Aletheia Analyst Network Limited | RO | 1 | 03 June 2008 | 30 September 2012 |