SFC Licences of CHEUNG Tao Fai 張道輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 12 March 2012 | 13 September 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 October 2008 | 13 September 2012 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 18 February 2008 | 29 September 2008 |