SFC Licences of FOWLER Luke
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 08 July 2022 | |
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 24 September 2019 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 2 | 17 September 2019 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 05 February 2016 | |
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 | RE | 1 | 02 August 2011 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 25 November 2009 | |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 17 August 2009 | 09 November 2009 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 18 February 2008 | 12 March 2009 |