SFC Licences of FRENCH Bruce Ian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 1 | 16 November 2023 | 18 November 2023 |
UBS Securities Asia Limited | RE | 1 | 16 November 2023 | 18 November 2023 |
UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 01 September 2017 |
UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 01 September 2017 |
UBS Securities Asia Limited | RE | 2 | 27 June 2013 | 01 September 2017 |
UBS Derivatives Hong Kong Limited | RE | 2 | 27 June 2013 | 18 December 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 27 June 2013 | 18 December 2016 |
UBS Securities Asia Limited | RE | 1 | 25 February 2008 | 01 September 2017 |