SFC Licences of DHASMANA Vaibhav
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 10 July 2015 | 06 October 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 12 January 2012 | 18 February 2013 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 16 February 2009 | 26 August 2011 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 16 February 2009 | 26 August 2011 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 14 February 2008 | 26 August 2011 |