SFC Licences of GALLIGAN Jonathan Philip
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RO | 4 | 02 September 2019 | 31 May 2022 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 17 December 2012 | 02 September 2019 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 20 January 2010 | 17 December 2012 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 14 February 2008 | 08 April 2021 |