SFC Licences of HUANG Chen 黃晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | RE | 10 | 18 January 2021 | |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 14 May 2019 | 11 December 2020 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 10 April 2019 | 11 December 2020 |
| Autonomous Research Asia Limited 見地研究有限公司 | RO | 4 | 30 October 2014 | 31 March 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 03 December 2012 | 30 May 2014 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 03 February 2009 | 03 December 2012 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 14 February 2008 | 30 May 2014 |