SFC Licences of WU Fei 吳菲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 19 July 2011 | 14 August 2015 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 03 February 2009 | 15 April 2011 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 14 February 2008 | 15 April 2011 |