SFC Licences of ZHOU Ling 周靈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 06 April 2011 22 May 2012
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 21 February 2008 18 April 2011