SFC Licences of LI Yan 李嫣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| State Street Securities Hong Kong Limited | RE | 1 | 29 May 2023 | |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 18 January 2010 | 15 August 2011 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 08 December 2008 | 12 October 2009 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 03 November 2008 | 12 October 2009 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 31 March 2008 | 27 September 2008 |