SFC Licences of LI Kit Ying 李潔盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 13 June 2014 | 08 September 2014 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 13 June 2014 | 08 September 2014 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 13 June 2014 | 08 September 2014 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 13 June 2014 | 08 September 2014 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 26 February 2010 | 31 May 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 18 February 2008 | 31 May 2014 |