SFC Licences of LI Zhisen 李志森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RO | 1 | 18 October 2023 | |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 | RO | 5 | 14 January 2015 | |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 22 September 2014 | 18 October 2023 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RO | 2 | 04 January 2013 | |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 | RO | 2 | 02 March 2011 | 01 November 2012 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 | RE | 2 | 19 February 2008 | 02 March 2011 |