SFC Licences of LO Suet Fan, Violet 盧雪芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 10 May 2010 | 23 July 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 31 July 2009 | 01 April 2010 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 31 July 2009 | 01 April 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 20 February 2008 | 28 April 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 February 2008 | 28 April 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 20 February 2008 | 28 April 2009 |
| Merrill Lynch Far East Limited | RE | 6 | 20 February 2008 | 28 April 2009 |
| Merrill Lynch Far East Limited | RE | 4 | 20 February 2008 | 28 April 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 20 February 2008 | 28 April 2009 |