SFC Licences of GAN Jia C 干嘉琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNS Securities (HK) Limited | RO | 4 | 12 October 2020 | 11 January 2022 |
| BNS Securities (HK) Limited | RO | 1 | 12 October 2020 | 11 January 2022 |
| BNS Securities (HK) Limited | RE | 4 | 03 July 2019 | 12 October 2020 |
| BNS Securities (HK) Limited | RE | 1 | 03 July 2019 | 12 October 2020 |
| Scotiatrust (Asia) Limited 豐業信託(亞太區)有限公司 | RE | 1 | 26 August 2016 | 29 June 2018 |
| VTB Capital Hong Kong Limited | RE | 4 | 30 June 2011 | 09 August 2012 |
| VTB Capital Hong Kong Limited | RE | 1 | 30 June 2011 | 09 August 2012 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 05 March 2008 | 03 September 2010 |