SFC Licences of MOULLIN Andrew James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 31 March 2009 | 23 August 2013 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 27 February 2008 | 23 August 2013 |