SFC Licences of CHANG Moon Sung 張文誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 22 October 2019 | 01 December 2022 |
CAIIS Limited | RE | 4 | 29 July 2009 | 01 February 2018 |
CAIIS Limited | RE | 1 | 29 July 2009 | 01 February 2018 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 04 March 2008 | 27 March 2009 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 04 March 2008 | 27 March 2009 |