SFC Licences of CHANG Moon Sung 張文誠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 22 October 2019 01 December 2022
CAIIS Limited RE 4 29 July 2009 01 February 2018
CAIIS Limited RE 1 29 July 2009 01 February 2018
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 4 04 March 2008 27 March 2009
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 04 March 2008 27 March 2009