SFC Licences of SHUM Kwok Wing 岑幗穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 November 2011 | 06 July 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 February 2008 | 06 July 2013 |