SFC Licences of HO Sau Yee 何秀儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 12 October 2017
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 1 12 October 2017
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RE 4 09 December 2016 25 August 2017
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RE 1 09 December 2016 25 August 2017
FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 RE 4 17 March 2008 17 April 2009