SFC Licences of DING Ye 丁曄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 18 December 2013 | 26 September 2016 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 18 December 2013 | 23 January 2014 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 06 June 2013 | 09 December 2013 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 06 June 2013 | 09 December 2013 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 22 September 2008 | 01 June 2013 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 20 February 2008 | 01 June 2013 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 20 February 2008 | 25 August 2008 |