SFC Licences of CHAU Man Ting 周文婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HS Securities Limited 和升證券有限公司 | RE | 1 | 31 January 2019 | 26 November 2019 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 15 June 2018 | 08 January 2019 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 18 June 2009 | 15 May 2018 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 | RE | 2 | 27 May 2009 | 11 June 2009 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 28 April 2008 | 11 June 2009 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 25 February 2008 | 18 April 2008 |
| Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 | RE | 1 | 25 February 2008 | 18 April 2008 |