SFC Licences of HUANG Ting-Yu 黃亭瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 2 | 22 March 2018 | 07 May 2021 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 1 | 22 March 2018 | 07 May 2021 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 3 | 29 May 2014 | 31 October 2016 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 18 June 2012 | 22 March 2018 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 18 June 2012 | 22 March 2018 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 27 October 2011 | 07 May 2021 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 27 October 2011 | 15 March 2019 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 20 February 2008 | 04 October 2011 |