SFC Licences of SHU Ai 舒埃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 | RE | 9 | 02 December 2008 | 12 March 2010 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 23 May 2008 | 10 September 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 February 2008 | 10 September 2008 |