SFC Licences of ROSS Matthew Clayton
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RE | 2 | 14 January 2009 | 20 May 2011 |
| Vantage Capital Markets HK Limited | RE | 1 | 14 January 2009 | 20 May 2011 |
| ICAP Securities Hong Kong Limited | RE | 2 | 18 February 2008 | 06 January 2009 |
| ICAP Securities Hong Kong Limited | RE | 1 | 18 February 2008 | 06 January 2009 |