SFC Licences of CHENG Yu Man 鄭宇汶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ABCI Capital Limited 農銀國際融資有限公司 | RO | 6 | 22 July 2022 | |
ABCI Capital Limited 農銀國際融資有限公司 | RO | 1 | 22 July 2022 | |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 06 May 2019 | 22 July 2022 |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 06 May 2019 | 22 July 2022 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 12 February 2014 | 01 December 2017 |
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 26 May 2011 | 01 December 2017 |
First Shanghai Capital Limited 第一上海融資有限公司 | RE | 6 | 11 August 2010 | 15 May 2011 |
Shang International Finance Limited 尚融國際金融有限公司 | RE | 4 | 23 November 2009 | 30 June 2010 |
Shang International Finance Limited 尚融國際金融有限公司 | RE | 1 | 23 November 2009 | 30 June 2010 |
Shang International Finance Limited 尚融國際金融有限公司 | RE | 6 | 28 October 2009 | 30 June 2010 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 6 | 21 February 2008 | 09 October 2009 |