SFC Licences of MO Chung Man 毛仲汶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 13 July 2018 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 July 2018 | |
| Tengard Fund Management Limited 騰祺基金管理有限公司 | RO | 1 | 03 December 2012 | 02 October 2014 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 | RE | 9 | 23 April 2012 | 02 October 2014 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 | RE | 1 | 23 April 2012 | 03 December 2012 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 9 | 21 October 2010 | 30 November 2011 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 1 | 21 October 2010 | 30 November 2011 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 4 | 04 September 2009 | 30 November 2011 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 1 | 21 February 2008 | 20 August 2009 |