SFC licenceholder AQN970 MO Chung Man 毛仲汶

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 13 July 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 13 July 2018
Tengard Fund Management Limited 騰祺基金管理有限公司 RO [1] (Dealing in Securities) 03 December 2012 02 October 2014
Tengard Fund Management Limited 騰祺基金管理有限公司 RE [9] (Asset Management) 23 April 2012 02 October 2014
Tengard Fund Management Limited 騰祺基金管理有限公司 RE [1] (Dealing in Securities) 23 April 2012 03 December 2012
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 RE [1] (Dealing in Securities), [9] (Asset Management) 21 October 2010 30 November 2011
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 RE [4] (Advising on Securities) 04 September 2009 30 November 2011
Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 RE [1] (Dealing in Securities) 21 February 2008 20 August 2009