SFC Licences of GLADSTONE David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 14 October 2011 | 02 November 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 10 March 2010 | 02 November 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 February 2008 | 02 November 2012 |