SFC Licences of CHONG Sue Ching 張素菁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Asset Management (Hong Kong) Limited RE 1 07 December 2021
UBS Asset Management (Hong Kong) Limited RE 9 09 November 2021 14 August 2023
UBS Asset Management (Hong Kong) Limited RE 4 09 November 2021
TCA Investments (Hong Kong) Limited 嘉建資本投資有限公司 RO 9 15 October 2019 10 October 2021
TCA Investments (Hong Kong) Limited 嘉建資本投資有限公司 RO 4 15 October 2019 10 October 2021
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RO 9 24 November 2017 22 October 2018
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RO 4 24 November 2017 22 October 2018
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RO 1 24 November 2017 22 October 2018
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 9 05 September 2014 24 November 2017
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 4 05 September 2014 24 November 2017
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 1 05 September 2014 24 November 2017
Neuberger Berman Asia Limited RE 9 23 April 2008 01 July 2014
Neuberger Berman Asia Limited RE 4 23 April 2008 01 July 2014
Neuberger Berman Asia Limited RE 1 23 April 2008 01 July 2014
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 28 February 2008 08 April 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 28 February 2008 08 April 2008